Experience

WTO wins for securities broker-dealer


The plaintiff, the former CEO and chairman of our client company—a securities broker-dealer—had asserted employment-related claims of over one million dollars plus punitive damages against our client. After a week-long arbitration, the panel ruled in favor of our client, with the sole exception of ordering it to pay the plaintiff a bonus that the company had awarded him before his employment was terminated.

 

Obtained arbitration ruling for WTO's securities broker-dealer client, defeating its former CEO's $1 million employment-related claim.