Skip to Main Content

Cases

Home > Cases > Obtained a termination/no action letter...

Obtained a termination/no action letter in defending mutual fund's former independent trustees in SEC investigation alleging violations of the Investment Company Act of 1940.

Date: 01.05.22

Attorneys

Lucas T. Ritchie
Of Counsel
P. 303.244.1958
V Card
Email Lucas Ritchie
PDF version
View Bio

Stay Up To Date

Subscribe to receive news and insights from WTO.

Sign Up

Wheeler Trigg O'Donnell LLP (WTO) uses cookies on this website to improve your user experience. We never sell your information or use it to advertise to you. By visiting our website without disabling or blocking cookies, you agree to WTO's use of cookies.